How to be a SEBI Reg. Investment Advisers

What is SEBI Advisers Act 2013 ?

How to Enroll for SEBI’s Certification ?

What is SEBI Investment Advisers Act 2013 ?

SEBI has mandated to all the agents who are working in financial market that they must have the minimum standards of knowledge before giving advise to the clients. Although insurance and pension agents are not falling in this category. If you will check out of India like UK or others developed nations there is RIA model applicable to sell / advise in the financial market.

But it is dilemma of our country that agents who are selling financial products to us they are not well educated, mature to give the advices. Even they oneself don’t have the deep knowledge about the product.

As per this act agent and financial advisers must be two person. A person who has became the financial advisor he / she can get the advisory fee from the client but can not became a agent of any intermediaries.

SEBI Notification for RIA

How to Enroll for SEBI RIA Certifications :

SEBI’s having a sister concern name NISM which is taking care of all the securities market education in India. NISM has launch his own certification at different levels. Any one who want to be a part of the securities market can grab that certification according to the requirement and can legally work .

SEBI RIA Certification FAQ

SEBI RIA Certification :

There are two way to get these certifications :

NISM Certifications

NISM accredited Certifications:

CIEL Advance Wealth Management Certifications
AAFM wealth Management Certifications
CFP course by FPSB India
Chartered Institute for Securities and Investment

Click here for online registration:-

To know more about these certification & enrollment fill inquiry form we will get back you.

Mr. Sushil Alewa

Sushil Alewa is the Founder and Director of ISFM – International School of Financial Market, one of Gurugram's established stock market training institutes. Over the past decade, he has built ISFM into a platform offering structured certification programs in technical analysis, derivatives, research and wealth management, supported by placement assistance.
He holds an MBA, is a Certified Financial Planner (CFP) and a SEBI Registered Research Analyst (Registration No. INH100009433). His 16+ years in the financial markets span live trading, equity advisory, portfolio management and market research, including HNI advisory roles at Sharekhan, India Infoline, India Bulls, Religare and Anand Rathi Wealth Management before he moved into full-time education.
Alongside ISFM, he serves as a Visiting Professor at Gurugram University and is currently pursuing a PhD in financial markets, with research interests in options strategies and data-driven trading frameworks.
He writes on equity markets, derivatives, technical analysis and personal financial planning, with a focus on making market concepts practical for retail participants.