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What are Wealth Management Certifications

Wealth Management is one of the fast emerging Sector in India. SEBI has mandated that the people or companies which are having financial advisory business their employee must have to clear SEBI Registered Investment Advisory licenses from SEBI. In The current scenario the people who are giving advices to the client / investor for investment alternatives are agents of insurance companies, Mutual fund agents, banks agent etc,  So they people try to sell the product as per their conviance rather than client  and that’s why their advise is biased. Even there is no standard qualification criteria was fixed for these people to became an agent in the Banking and financial services sector.

SEBI has introduce Investment Advisory act 2013, according to this act everyone who is giving financial advices in the market must have minimum knowledge benchmark. SEBI has introduce two level certification on this Basic and Advance. SEBI Registered Investment Advisor Training (SEBI RIA)  classes in Gurgaon  conducted by ISFM.

ISFM provide training for  Wealth Management Certifications in Gurgaon at two level –

Basic and Advance  to working  professionals employed in investment advice, relationship management, wealth advice and private banking roles.

The Wealth Management - Basic Certification

The Basic  courses is designed for entry-level roles in the wealth management and financial advisory business. The objective is to develop a strong foundation of investment concepts and products and understand the process of goal-based financial planning and asset allocation.

Course Content

  • Risk, Return and Asset Allocation
  • Personal Finance and Investment Planning
  • Equity Markets: Structure and Working
  • Equity Analysis & Investing
  • Debt and Derivatives Markets
  • Mutual Funds Products
  • Mutual Funds in Wealth Management
  • Insurance
  • Banking
  • Other Investment Products
  • Leverage in Personal Finance
  • Process and Regulations

Fee Structure: Basic Level

CourseFees Duration
Online course fee₹ 7,500/- plus applicable taxes.15 Days
Exam re-attempt fee₹ 750/- plus applicable taxes
Classroom Training₹ 25,000/- plus taxes (optional)15 Days

Elements for Basic and Advance Levels

  • Online study plan
  • Online case study quizzes
  • Workbook covering the complete curriculum
  • Classroom training session (optional)
  • Final supervised online examination at an NSE IT centres every quarter

Why you should enroll for this course

  • If you want to work being a impendent consultant in the securities market.
  • If you want to get employment in Financial Services Industry
  • If you want to became a Trainer in Banking and Financial Services Industry

Career Opportunities after Completing this course

You can get employment in following segment:

  1. Banking sector
  2. Broking Industry
  3. Mutual Fund Company
  4. Insurance Industry
  5. Financial Planning Advisory Company
  6. NBFC Companies
  7. Real Estate sector
  8. Derivatives research company
  9. Equity research Company

Note :  After completing the advance certification you can register yourself under the SEBI Registered Investment Advisor and  can work being a  independent consultant in the market  to give advice on securities market and can charge fee from client to give advices.

For more details and free counselling kindly visit our office.

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