How to be a SEBI Reg. Investment Advisers
What is SEBI Advisers Act 2013 ?
How to Enroll for SEBI’s Certification ?
What is SEBI Investment Advisers Act 2013 ?
SEBI has mandated to all the agents who are working in financial market that they must have the minimum standards of knowledge before giving advise to the clients. Although insurance and pension agents are not falling in this category. If you will check out of India like UK or others developed nations there is RIA model applicable to sell / advise in the financial market.
But it is dilemma of our country that agents who are selling financial products to us they are not well educated, mature to give the advices. Even they oneself don’t have the deep knowledge about the product.
As per this act agent and financial advisers must be two person. A person who has became the financial advisor he / she can get the advisory fee from the client but can not became a agent of any intermediaries.
SEBI Notification for RIA
How to Enroll for SEBI RIA Certifications :
SEBI’s having a sister concern name NISM which is taking care of all the securities market education in India. NISM has launch his own certification at different levels. Any one who want to be a part of the securities market can grab that certification according to the requirement and can legally work .
SEBI RIA Certification FAQ
SEBI RIA Certification :
There are two way to get these certifications :
- NISM Certifications
- NISM accredited Certifications:
- CIEL Advance Wealth Management Certifications
- AAFM wealth Management Certifications
- CFP course by FPSB India
- Chartered Institute for Securities and Investment
Click here for online registration:-
To know more about these certification & enrollment fill inquiry form we will get back you.
